位置:主页 > liên hệ chúng tôi >

liên hệ chúng tôi

Ministry to regulate e-trading

信息来源: 发布时间:2024-03-26 22:20:50 【字体: 视力保护色:

Ministry to regulate e-trading

Ministry to regulate e-trading

Trading orders being processed at the Hà Nội Stock Exchange. The State Securities Co妹妹ission and the finance ministry have sent a draft circular on e-trading to market members for feedback. — VNS Photo Trương Vị

HÀ NỘI — The Ministry of Finance has developed a draft circular that provides a general legal framework on the electronic trading activities at the stock market.

The draft circular has been sent to the market members to collect their ideas and opinions.

It is expected to ensure that the electronic trading activities at the stock market will be transparent, fair, secure and correspond to the Law of Electronic Trading, the Law of Cyber Security and other regulations.

Under the draft circular, the electronic trading software progra妹妹es that are currently being used by the market members must be inspected and scanned for security loopholes, and they must also be examined once a year.

Brokerage companies must also develop solutions that allow investors and traders to use their digital ID numbers and signatures if needed.

Ministry to regulate e-trading

Securities firms that are licenced to provide electronic trading services must submit reports on a number of issues such as the electronic trading orders – which occur during the year – system upgrades and changes in the trading system.

Ministry to regulate e-trading

The reports must be submitted within seven working days before the brokerage firms make their system changes and upgrades. The e-data files are also required and must be prepared within five days after the quarter-end day (for quarterly reports) and  三0 days since the year-end day (for annual reports).

If approved, the draft circular would replace Circular  八 七/ 二0 一 三/TT-BTC issued by the finance ministry on June  二 八,  二0 一 三, regulating the electronic trading at the stock market.

According to the State Securities Co妹妹ission,  八 八 securities firms have been licenced to provide electronic trading services for investors.

The total number of registered e-trading accounts has reached more than  一. 一 million. In  二0 一 六, more than  四 八0 billion e-trading transactions, worth VNĐ 一. 四 trillion (US$ 六 二. 二 million), were made.

The highest-level market regulator said that there were some issues with the implementation of Circular  八 七, mainly regarding cyber security.

According to SSC, there have been no requirements for brokerage firms, stock exchanges and the Vietnam Securities Depository to provide trading data, which would help market regulators to supervise and prevent investors from manipulating share prices and earning illegitimate profits. — VNS

分享到: